Mike Smith Chartered MCSI

Head of Compliance

Mike joined Boal & Co in 2020 to the newly created role of Head of Compliance.

As Compliance Officer and MLRO Mike is responsible for Boal’s anti money laundering, combating the financing of terrorism, and risk management framework.

Mike monitors compliance with Boal’s developing regulatory obligations and ensures that processes and procedures remain fit for purpose, reporting his progress and observations to the Board of Boal. He acts as a conduit for regulatory communications and trains and mentors staff in regulatory matters. 

Mike has more than 22 years' experience in regulatory compliance, having held senior roles at several financial services businesses spanning banking, investments, fund administration and corporate services. He has worked in the financial services industry (most recently in the Isle of Man and Jersey) for more than 35 years.

Mike is a Chartered Member of the of the Chartered Institute for Securities and Investment.

In their spare time

Mike likes to keep fit, particularly cycling, running (slowly!) and exploring the beautiful Manx hill and coastal paths. He enjoys spending time with family and friends and supporting/watching his favourite football and rugby teams.